Manager, Financial Crime Risk Investigation (4635)

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Pay Details:

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

The Manager AML Financial Crime Risk Investigations leads a group of AML Analyst/Investigators and manages daily activities within the Adjudications team. The manager is expected to provide guidance coaching mentorship and development to team and to ensure project objectives and operational results are achieved for the overall group.

As a Manager AML Financial Crime Risk Investigations you will:

• Manage a group of AML Analysts/Investigators by providing direction setting goals evaluating results conducting performance management reviews and ensuring that overall departmental goals are attained.
• Oversee alert management and distribution in accordance with priority set by the GAML.
• Ensures that ongoing activities are performed according to established policies and procedures. Supports the development of group policies and procedures and assists staff with questions and issues as necessary.
• Oversee the team with functional diversity completing high volume and medium-to-high-complexity investigations. Processes / transactions / activities / management reporting activities across multiple systems and business segments. This includes quality assurance activities of the work done by colleagues and/or team members and working on measures to reduce error / quality issues across the team and/or process.
• Act as a key liaison with partners and external groups and provide subject matter expertise at the department level.
• Serve as key contact for issues / risks / exceptions that are raised / require resolution.
• Monitor service and control standards against overall business / department objectives.
• Build and maintain positive and productive working relationships with internal and external partners.
• Work closely with key business leaders to develop business plans ensuring optimal use of resources.
• Monitor and communicate the effectiveness of strategies programs and practices related to own area of expertise.
• Lead or contribute to cross-functional / enterprise initiatives as an organizational or subject matter expert helping to identify risk provide guidance for complex situations.
• Identify process efficiency opportunities. Identify possible solutions drive change management activities to deliver operational efficiencies in line with organizational / business objectives.
• Act as a brand ambassador for your business area/function and TD both internally and externally.

DEPARTMENT OVERVIEW

Global Anti-Money Laundering at TD

Pick up a newspaper turn on the TV or stream a video and the topic of money crime is everywhere because it is a threat across the world.

Do you believe the best defense is a good offence At TD were committed to detect and deter anyone from using TD products or services for money laundering and terrorist financing activity. Our dedication is upheld and deployed through four key team functions Policy Testing Advisory and Operations that together build our Global Anti-Money Laundering (GAML) Program and professional community.

Ready to join us We have a new opportunity to grow your career in AML (Anti-Money Laundering) Operations.

AML Operations establishes processes to identify unusual and suspicious activities and transactions at the Bank enterprise wide. The centralized team manages the daily activities related to Anti-Money Laundering Bank Secrecy Enhanced Due Diligence Sanctions and Anti-Bribery/Anti-Corruption. Roles help to support compliance in these areas and other legislation in each jurisdiction where TD operates.

JOB REQUIREMENTS

What can you bring to TD Tell us about your most relevant experience credentials and knowledge for this role as well as these essential requirements and desired attributes:

• Undergraduate degree preferred
• Certified Anti-Money Laundering Specialist (CAMS) and/or Certified Financial Crime Specialist (CFCS) designation would be considered an asset
• Five (5) or more years of relevant experience
• Prior people manager experience required

• Experience in implementing and leading change management initiatives within operations driving and delivering process efficiencies
• Expert level professional role requiring in-depth AML knowledge/expertise. Experience in risk rating and AML typologies including working AML knowledge of boarder related areas.
• Relevant knowledge of AML operations regulatory reporting standards procedures laws rules regulations and trends will be an asset
• Strong Microsoft Office skillset is required particularly in Excel Word and PowerPoint
• Skill in mentoring coaching and performance management
• Ability to analyze research organize and prioritize work while meeting multiple deadlines reporting requirements and timely management of high-volume activities
• Ability to work independently making decisions and manage deadlines while multi-tasking between different projects
• Effective verbal and written communication skills. Should be able to adapt communication style to suit different audiences.
• Ability to collaborate and build positive relationships

Work activities include a blend of highly collaborative activities and individual deliverables. Individuals are expected to be onsite 4 days a week. Colleagues may spend more or less days in office as required by the business line.

Who We Are:

TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day we strive to make every interaction product and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to foster deeper relationships ensure disciplined execution and build a simpler faster banking experience. TD is deeply committed to being a leader in client experience that is why we believe that all colleagues no matter where they work are client facing. Together we are reimagining what banking can be for our clients colleagues and communities.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes a base salary variable compensation and several other key plans such as health and well-being benefits savings and retirement programs paid time off banking benefits and discounts career development and reward and recognition programs. Learn more

Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations requirements.

Colleague Development

If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If youre passionate about helping clients and building deep lasting relationships TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

Were committed to your success and foster a respectful workplace where diverse perspectives are valued everyone has fair opportunities to grow and you can unlock your full potential to achieve your career goals. Here at TD we hire and develop the best.

Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if youd like accommodations (including accessible meeting rooms captioning for virtual interviews etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):